American Journal of Epidemiology Advance Access published online on October 14, 2008
American Journal of Epidemiology, doi:10.1093/aje/kwn252
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Original Contribution |
Seasonal and Regional Short-term Effects of Fine Particles on Hospital Admissions in 202 US Counties, 1999–2005
Correspondence to Dr. Michelle L. Bell, 205 Prospect Street, Yale University, New Haven, CT 06511 (e-mail: michelle.bell{at}yale.edu).
Received for publication March 3, 2008. Accepted for publication July 23, 2008.
| ABSTRACT |
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The authors investigated whether short-term effects of fine particulate matter with an aerodynamic diameter
2.5 µm (PM2.5) on risk of cardiovascular and respiratory hospitalizations among the elderly varied by region and season in 202 US counties for 1999–2005. They fit 3 types of time-series models to provide evidence for 1) consistent particulate matter effects across the year, 2) different particulate matter effects by season, and 3) smoothly varying particulate matter effects throughout the year. The authors found statistically significant evidence of seasonal and regional variation in estimates of particulate matter effect. Respiratory disease effect estimates were highest in winter, with a 1.05% (95% posterior interval: 0.29, 1.82) increase in hospitalizations per 10-µg/m3 increase in same-day PM2.5. Cardiovascular diseases estimates were also highest in winter, with a 1.49% (95% confidence interval: 1.09, 1.89) increase in hospitalizations per 10-µg/m3 increase in same-day PM2.5, with associations also observed in other seasons. The strongest evidence of a relation between PM2.5 and hospitalizations was in the Northeast for both respiratory and cardiovascular diseases. Heterogeneity of PM2.5 effects on hospitalizations may reflect seasonal and regional differences in emissions and in particles chemical constituents. Results can help guide development of hypotheses and further epidemiologic studies on potential heterogeneity in the toxicity of constituents of the particulate matter mixture.
air pollution; hospitalization; Medicare; particulate matter; seasons
Abbreviations:
ICD-9, International Classification of Diseases, Ninth Revision; PM2.5, particulate matter with an aerodynamic diameter
2.5 µm; PM10, particulate matter with an aerodynamic diameter
10 µm
| INTRODUCTION |
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Numerous studies have demonstrated increased risk of cardiovascular and respiratory hospitalizations in relation to airborne particles, including particulate matter with an aerodynamic diameter
10 µm or
2.5 µm (PM10 or PM2.5) (1). Previous research identified associations between PM2.5 and chronic obstructive pulmonary disease hospital admissions (2) and between coarse particulate matter (PM10–2.5) and respiratory hospitalizations (3). PM10 has been associated with admissions for adult asthma (4), cardiopulmonary causes (5), and cardiovascular disease (6) and with emergency admissions for childhood asthma (7) and cardiovascular causes (8). Recent studies suggest that particulate matter effects vary by region and season. A study of cause-specific cardiovascular and respiratory hospital admissions and daily PM2.5 levels among Medicare enrollees found strong regional patterns of effect across 204 US counties (9). Effect estimates for some cardiovascular causes, including ischemic heart and peripheral vascular diseases, were statistically significant in the eastern but not the western United States. For chronic obstructive pulmonary disease and respiratory tract infection, effects were observed in both eastern and western regions, but they were larger in the latter. Short-term effects of PM10 on mortality were larger in the Northeast and in summer, whereas evidence for seasonal variation was not found in the southern United States (10). In the Air Pollution and Health: A European Approach (APHEA) study, effect estimates for particles and mortality were lower for central-eastern Europe than western Europe (11), although more recent work suggests these differences are explained in part by statistical modeling choices (12). Other work shows spatial differences in PM10–mortality associations in the United States (13) and seasonal variation in coarse particulate matter effects on lung inflammation (14).
In addition to seasonal variation, time trends of effect have been examined. Methods developed in the National Morbidity, Mortality and Air Pollution Study were applied to evaluate change in short-term PM10 effects over a period of increasingly stringent regulation that might have altered particulate matter composition and toxicity (15–17). There was weak evidence that the effects declined over the period 1987–2000, primarily in the eastern United States.
Regional and temporal differences in effect estimates may relate to heterogeneity in the particulate matter mixture. In the United States, we found substantial spatial and temporal variability in PM2.5 chemical composition (18). However, differences in effect estimates across locations could also reflect differences in exposure patterns, such as indoor versus outdoor activity patterns, and community characteristics, including the presence of susceptible subpopulations. Heterogeneity in effect estimates across seasons could reflect seasonal variation in particulate matter toxicity or confounding by a seasonally varying factor, such as ozone pollution. In addition, evidence that health effect estimates have different seasonal and regional patterns by cause would be indicative of multiple mechanisms of toxicity.
This study quantified evidence of spatial and temporal heterogeneity in the health effects of short-term exposure to particles. We applied 3 statistical approaches to investigate the short-term effects of PM2.5 on cardiovascular or respiratory hospitalizations among Medicare enrollees by season and geographic region of the United States. We also identified PM2.5 chemical components with higher levels for regions and seasons with higher effect estimates compared with regions and seasons with lower effect estimates.
| MATERIALS AND METHODS |
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We used a national database of hospital admissions for 1999–2005 based on Medicare enrollees aged
65 years for 202 US counties with populations
200,000. Each Medicare claim includes age and place of residence. The number of hospitalizations for a given cause on a given day and for a specific community was calculated as the sum of all claims for that cause based on primary diagnosis. The number of individuals at risk was defined as the number of Medicare enrollees on a given day for that community. We considered urgent hospitalizations for cardiovascular and respiratory causes, excluding scheduled visits that by definition are not pollution related. Cardiovascular admissions were calculated as the sum of hospitalizations for heart failure (International Classification of Diseases, Ninth Revision (ICD-9) code 428), heart rhythm disturbances (ICD-9 codes 426–427), cerebrovascular events (ICD-9 codes 430–438), ischemic heart disease (ICD-9 codes 410–414 and 429), and peripheral vascular disease (ICD-9 codes 440–449); and we determined respiratory admissions as the sum of admissions for chronic obstructive pulmonary disease (ICD-9 codes 490–492) and respiratory tract infections (ICD-9 codes 464–466, 480–487). These ICD codes were used in earlier work, which enhances comparability across studies including research on hospitalizations and PM2.5 (9) and PM10–2.5 (19).
PM2.5 data were obtained from the US Environmental Protection Agency. While some communities measured PM2.5 daily, most measured every 3 days. We used a 10% trimmed mean to average across monitors after correction for yearly monitor averages, protecting against outlier values and as applied in earlier studies (9). Daily temperature and dew point temperatures were obtained from the National Climatic Data Center.
We applied a 2-stage Bayesian hierarchical model to estimate the association between the daily PM2.5 and hospitalization rates on average across the 202 US counties. The first stage estimated this association within a single county, accounting for several time-varying confounders; the second stage combined county-specific estimates, accounting for their statistical uncertainty to generate an overall effect. At the first stage, we fitted a "main" model that assumes that the short-term PM2.5 effect on hospitalizations is constant throughout the year and a "seasonal" model allowing the effect to vary by season. As a sensitivity analysis, we applied a third approach of using a "harmonic" model allowing the PM2.5 effect to vary smoothly throughout the year (10).
The main-effect model can be defined as
![]() | (1) |
- h
= hospitalization rate in county c, day t
- βc = regression coefficient relating PM2.5 to hospitalization rates in county c
- x
= PM2.5 level in county c, day t, at lag of l days (e.g., l = 0 is the same day)
c = regression coefficient relating day of the week to hospitalization rates in county c
- DOWt = day of the week on day t
- ns(T
, dfT) = natural cubic spline of temperature in county c, day t with dfT (six) degrees of freedom
- ns(D
, df
) = natural cubic spline of dew point temperature in county c, day t with dfD (three) degrees of freedom
- ns(Ta
, dfTa) = natural cubic spline with dfTa (six) degrees of freedom for the average of the 3 previous days temperature in county c, day t, adjusted for current day temperature and dew point temperature
- ns(Da
, dfDa) = natural cubic spline with dfDa (three) degrees of freedom for the average of the 3 previous days dew point temperature in county c, day t, adjusted for current day temperature and dew point temperature
- ns(t, dft) = natural cubic spline of time with dft (eight/year) degrees of freedom
- ns(t, dfAt) = natural cubic spline of time with dfAt (one/year) degrees of freedom
- At = indicator for persons aged
75 years
- N
= size of the population at risk in county c, day t.
- βc = regression coefficient relating PM2.5 to hospitalization rates in county c
The above model was fitted separately for each county and hospitalization cause (cardiovascular or respiratory). The nonlinear relation between health and weather was modeled by using natural splines of temperature and dew point temperature, including variables for previous days conditions. We accounted for temporal trends through a nonlinear function of time. Differential temporal trends by age category were modeled through an interaction term between age and the nonlinear temporal function. A version of this model was used previously to investigate PM2.5 and cause-specific hospitalizations (9).
The first-stage seasonal interaction model allows effect estimates to differ by season, replacing the pollution term in equation 1, βcx
c, with
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- Iw, ISp, ISu, IA = 0/1 indicator variables representing winter, spring, summer, and autumn, respectively
- βw, βSp, βSu, βA = regression coefficients regarding the relation between PM2.5 and hospitalization rates for a given season.
- βw, βSp, βSu, βA = regression coefficients regarding the relation between PM2.5 and hospitalization rates for a given season.
We also allowed temporal trend to differ by season, replacing the temporal trend term in equation 1, ns(T
, dfT), with
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The other terms of equation 1 were maintained in the seasonal interaction model. For the seasonal interaction model, seasons were defined as 3-month periods (e.g., summer as June–August). This model provides seasonal estimates of the relation between PM2.5 and cause-specific hospitalizations by county, and it assumes no temporal variation in PM2.5 effects by season. The harmonic model relaxes this assumption by allowing PM2.5 effects to vary smoothly throughout the year and was initially developed to investigate seasonality in PM10 mortality effects (10). The harmonic model is analogous to equation 1, replacing the pollution term with
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These 3 model structures incorporate different assumptions about the relation between PM2.5 and hospitalizations. The main-effect model assumes constant effects throughout the year. The seasonal interaction model improves upon the main-effect model by allowing the association to differ by season. The harmonic model is not subject to the specifications of seasons or the condition that the effect be constant throughout the year or in a given season. Main-effect and seasonal interaction models were applied for cardiovascular and respiratory admissions and PM2.5 at lags 0, 1, and 2 days. The harmonic model was applied for cardiovascular and respiratory admissions at the lag with the strongest effect, as reported by the main-effect and seasonal interaction models.
The main-effect, first-stage model provides an estimate of the relation between PM2.5 and hospitalizations for a given county
and its estimated variance, whereas the seasonal interaction, first-stage model provides an estimate of the relation between PM2.5 and hospitalizations for a given county (4-dimensional vector
) and its estimated covariance matrix (V
) for each season. The second-stage model assumes that the true relation in a given county (β
) has a multivariate normal distribution with mean (µ) and the between-community variance (
). We applied this model by using 2-level normal independent sampling estimation (TLNise) with uniform priors (20) as
![]() | (5) |
We fitted all 3 models (main, seasonal, and harmonic) separately within geographic regions. Noncontinental counties in the national analysis were excluded from regional analyses (Honolulu, Hawaii; Anchorage, Alaska). We divided the remaining 200 counties into 4 regions: Northeast (n = 108), Southeast (n = 58), Northwest (n = 9), and Southwest (n = 25). Regions were based on spatial divisions applied previously in the National Morbidity, Mortality and Air Pollution Study and studies investigating hospital admissions (9, 10, 27).
We tested for evidence of seasonal and regional heterogeneity in the short-term effects of PM2.5 on hospitalizations for the lags with the strongest effects for each hospitalization cause. Specifically, we used the Wald test statistic to assess whether there is evidence of heterogeneity in 1) national average effects across seasons, and 2) regional average effects across regions for both cardiovascular and respiratory admissions. The Wald test statistic was compared with a chi-square distribution with appropriate degrees of freedom to obtain corresponding significance levels. A significance level of P < 0.05 was used; we did not include multiple testing correction for the 4 simultaneous tests.
| RESULTS |
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Respiratory admissions rates showed a seasonal pattern with higher admissions in winter, whereas cardiovascular admission rates were more similar across seasons. Figure S1 provides box plots of hospitalization rates by region and season, and Figure S2 shows analogous plots of PM2.5 and weather variables (these 2 supplementary figures and other supplementary information are posted on the Journals website (http://aje.oupjournals.org/)).
Table 1 summarizes national average estimates of the association between PM2.5 and hospitalizations by lag for the yearly estimates (main-effect model) and by season (seasonal interaction model). Results are presented as the percentage increase in hospital admission rates per 10-µg/m3 increase in PM2.5. The value of 10 µg/m3 is close to the interquartile range of overall PM2.5 levels (8.7 µg/m3).
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For the main model, PM2.5 was associated with cardiovascular admissions on the same day (lag 0) and with respiratory admissions at lag 2. These lags were also identified as those with the strongest effects in earlier work using analysis similar to that for the main-effect model (9). For cardiovascular admissions, associations at lag 0 were observed for all seasons except summer, with the strongest effect in winter at lag 0. For respiratory admissions, associations were observed in winter only, at lags 0 and 2. Again, the strongest effect is in winter at lag 0.
Table 2 provides regional average estimates by season at lag 0 for cardiovascular admissions and lags 0 and 2 for respiratory admissions for the full year (main-effect model) and by season (seasonal interaction model). For lag-0 cardiovascular admissions, the largest effects occurred in the Northeast in winter, and significant effects were also observed in all other seasons in this region. For lag-0 respiratory admissions, the largest effect also occurred in the Northeast in winter. For lag-2 respiratory admissions, the yearly estimate was largest in the Southwest.
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We tested for evidence of regional and seasonal heterogeneity in the short-term effects of PM2.5 on hospital admissions for lag-0 cardiovascular and respiratory admissions. We found strong evidence of variability across seasons in national average effects of PM2.5 for cardiovascular (P < 0.01) and respiratory (P < 0.01) admissions. Cardiovascular effect estimates were also heterogeneous across regions (P = 0.03), whereas respiratory effects did not exhibit statistically significant evidence of heterogeneity.
Results from the sensitivity analysis using the harmonic model support those from the seasonal interaction model, as shown in Figures 1 (cardiovascular) and 2 (respiratory). These findings indicate that the seasonal patterns identified by the seasonal interaction model are not an artifact of the choice of seasonal division (e.g., summer as June–August) because the harmonic model allows smooth variation in effect estimates throughout the year by location. Supplemental Figures S3 and S4 are color versions of Figures 1 and 2. Figures 1 and 2 apply the same scale to the health effect estimates, although some 95% posterior intervals are too large to fit on this scale. Supplemental Figures S5 and S6 are alternative versions of Figures 1 and 2, with scales allowing a full view of the 95% posterior intervals.
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Variation in seasonal and regional effect estimates may result from differences in the chemical composition of particulate matter. The chemical component database currently is not sufficiently large to estimate the short-term effects of PM2.5 chemical components on hospital admissions by season and region. As a descriptive analysis, we identified the chemical components of PM2.5 that are higher for the regions and seasons with higher effect estimates than for the regions and seasons with lower effect estimates. First, we identified the regions and seasons with higher effect estimates for PM2.5 and hospital admissions based on overall trends. Then, for each chemical component, we calculated ratios between the average concentration for the region or season with the largest effect estimate divided by the average concentration for all other regions and seasons combined. In this paper, results are presented for the PM2.5 chemical components with >20% levels in the places or time periods with higher effect estimates.
County-level component averages were based on a database of 52 PM2.5 chemical components from 2000–2005, previously developed from the US Environmental Protection Agency's monitoring network (18). Chemical composition data were available for 106 counties and were used to estimate long-term levels and seasonal averages for each region and for the United States. For the main-effect model, associations between cardiovascular admissions and PM2.5 were strongest in the Northeast regarding both magnitude of effect and degree of statistical significance. Figure 3A presents components that were
20% higher in the Northeast than in other regions, and it provides box plots for the Northeast (gray boxes) and other regions (white boxes). National effect estimates for respiratory admissions were higher in winter than in other seasons. Levels of sulfate, selenium, ammonium, nitrate, nickel, zinc, and lead were higher in this region than elsewhere. Results from the seasonal interaction model for respiratory admissions based on all 202 counties exhibited higher effects in winter than in other seasons. For nitrate, elemental carbon, nickel, bromine, zinc, and chlorine, national averages were
20% higher in winter than in other seasons (Figure 3B).
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| DISCUSSION |
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Efforts to protect human health from ambient particulate matter are limited by scientific understanding of the toxicity of various components of the particulate matter mixture and the sources that contribute injurious particles (28). The components of the particle mixture vary seasonally and regionally with source use patterns and weather (18). If the chemical composition of particles affects toxicity, we would expect to find evidence of seasonal and regional heterogeneity in the short-term risks associated with PM2.5 total mass. A lack of spatial and temporal heterogeneity would provide evidence for the hypothesis that particulate matter risk is not related to chemical composition. The presence of heterogeneity could result from variation in the toxicity of particulate matter chemical constituents, the nature of the air pollution mixture and the presence of other pollutants, or differences in populations susceptibility. Characterization of spatial and temporal heterogeneity in risks associated with particulate matter provides an opportunity to test hypotheses regarding the significance of particle characteristics for human health and to develop focused hypotheses based on variation in risks by time period and region.
We conducted a multisite time-series analysis to investigate whether regional and seasonal heterogeneity exists in the short-term effects of PM2.5 on cardiovascular and respiratory hospital admissions. Both cardiovascular and respiratory disease effect estimates exhibited spatial and temporal differences, although the patterns differed by disease outcome. This pattern might indicate that the particle component or set of components most strongly associated with the adverse health response may vary by health outcome. However, for both outcomes, PM2.5 had the largest effects in winter and the Northeast.
Components with higher concentrations in the seasons and regions with the largest short-term effects of PM2.5 total mass on hospitalization (Figure 3) relate to several source categories. In particular, these components correspond to several combustion sources as well as metals and sea salt (1). As additional chemical component measurements become available, further analysis is warranted, such as multisite time-series studies investigating whether the health effects of particular components or set of components also vary seasonally and spatially.
To date, findings from several epidemiologic studies indicate that certain particulate matter components may be more harmful than others with respect to mortality (29, 30). Daily mortality in 6 California counties was associated with various PM2.5 chemical components and source categories, including metals (zinc, lead, vanadium), combustion-related products (sulfate), crustal components (silicon, calcium), chlorine, and carbon (organic carbon, elemental carbon) (30). Combustion-related PM2.5 (sulfate, elemental carbon) was associated with cardiovascular mortality in Phoenix, Arizona (31). Sulfate and metals (iron, nickel, zinc) were linked to mortality in 8 Canadian cities (32). Combustion and traffic-related PM2.5 sources, but not crustal PM2.5, were associated with mortality in 6 US eastern cities (33). Higher effect estimates for PM10 on mortality were observed in communities with a higher percentage of primary PM10 from traffic sources (34). Other studies have linked individual components to health responses (29), such as sulfate and organic carbon PM2.5, and heart rate variability in cardiovascular disease patients.
PM2.5 in the Northeast, the region with the largest effect estimates in this study, contains higher sulfate PM2.5 levels than elsewhere (Figure 3) (18). In this region, PM2.5 levels are linked to emissions of sulfur oxides and nitrogen oxides from power-generation point sources in the Midwest, and sulfate levels are particularly related to sulfur oxide emissions (35, 36). In addition to coal combustion for electricity production, local sources of residual oil combustion contribute to particulate matter in the Northeast (37).
The observed regional heterogeneity in the short-term effects of PM2.5 may also be explained by differences in population susceptibility, access to health care, and socioeconomic status. US maps of chronic obstructive pulmonary disease and heart disease mortality rates show substantial regional variation, although rates are not consistently higher in the Northeast, the area with the highest effect estimates in this study (38). Short-term effects of PM10 on mortality were greater in communities with higher population densities (34), while short-term effects of PM10 on hospital admissions were greater in communities in which a lower percentage of the population used air conditioning (39, 40). Thus, although our results indicate that the impact of chemical composition on toxicity is important, other factors may also be relevant.
Seasonal and regional variation in effect estimates could also be explained by variation in exposure patterns. Studies of persons aged >64 years in Baltimore, Maryland, and Boston, Massachusetts, identified different personal PM2.5 exposures, varied activity patterns, and differing use of gas stoves by season (41, 42). The relation between ambient and personal PM2.5 exposure for an older population can also differ by season (43). A study of 3 retirement communities found that housing factors, such as open versus closed windows and use of heating, ventilation, and air conditioning systems, influence the relation between ambient and personal PM2.5 exposure (44).
Disentangling effects of multiple pollutants can be challenging, especially because of the different measurement frequencies for various pollutants as well as common sources producing multiple pollutants in the overall air pollution mixture. For example, traffic contributes to particles and ozone precursors. Analysis directed at separating the risk from PM2.5 and from gaseous pollutants, such as nitrogen dioxide and sulfur dioxide that contribute to secondary particle formation, is subject to substantial uncertainty.
This study demonstrated regional and temporal patterns in the association between PM2.5 and cardiovascular and respiratory hospitalizations, with the strongest evidence in the Northeast and in winter for both causes. The clear finding of heterogeneity provides a rationale for further work to understand its basis. The higher effect estimates in the Northeast, previously observed for mortality (10), need further explanation and testing of hypotheses related to pollution sources for this region, such as power plants.
| ACKNOWLEDGMENTS |
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Author affiliations: School of Forestry and Environmental Studies, Yale University, New Haven, Connecticut (Michelle L. Bell, Keita Ebisu); Department of Biostatistics, Johns Hopkins Bloomberg School of Public Health, Baltimore, Maryland (Roger D. Peng, Scott L. Zeger, Francesca Dominici); Medical Statistics Unit, London School of Hygiene and Tropical Medicine, London, United Kingdom (Jemma Walker); and Department of Epidemiology, Johns Hopkins Bloomberg School of Public Health, Baltimore, Maryland (Jonathan M. Samet).
The National Institute for Environmental Health Sciences (NIEHS) Outstanding New Environmental Scientists (ONES) Award (grant R01 ES015028), Health Effects Institute Rosenblith Award (grant 4720-RFA04-2/04-16), and US Environmental Protection Agency–sponsored Johns Hopkins Particulate Matter Research Center (grant RD-83241701) funded this research.
The views expressed in this article are those of the authors and do not necessarily reflect the views or polices of the funding agencies.
Conflict of interest: none declared.
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